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WF

Westley T. Faulkenberry

Q ADVISORS LLC
DENVER, CO 80202
Some features on this profile are disabled
CRD#: 6700252
WF

Professional summary

Westley Thomas Faulkenberry, who also goes by Wes Thomas Faulkenberry, is a registered financial professional currently at Q ADVISORS LLC located in Denver, Colorado.

Westley is registered as a RR (Registered Representative) and started their career in finance in 2017. Westley has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Wes Thomas Faulkenberry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Westley Thomas Faulkenberry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 30, 2018 - Present

Q ADVISORS LLC

Office #1: 999 18th Street Suite 2015, Denver, CO 80202
BD
CRD#: 127232
DENVER, CO
Past

January 23, 2017 - March 9, 2018

HYDE PARK CAPITAL ADVISORS, LLC

BD
CRD#: 104271
TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/11/2018)
RR
Colorado
(3/30/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 6/11/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 1/23/2017
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

QA
Q ADVISORS LLC
Q ADVISORS LLC

CRD#: 127232 / SEC#: , 8-65975

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
999 18th Street Suite 2015, Denver, CO 80202
Mailing Address
999 18th Street Suite 2015, Denver, CO 80202
Phone number
(303) 996-9660
Established
Colorado since 07/26/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
Q CONSULTING LLCMEMBER AND MANAGER
DEHAVEN, RICHARD GERARDMEMBER AND MANAGER5463464
COLLINS, ELIZABETH SARAHFINOP4714831
QUINN, MICHAEL SCOTTCHIEF COMPLIANCE OFFICER4666153

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

Q ADVISORS LLC

CRD#: 127232Denver, CO 80202

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