Mathew D. Gley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mathew D Gley was a registered financial professional .
Mathew is a previously registered financial professional and started their career in finance in 2016. Mathew had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2020 - November 17, 2022
ENVOY ADVISORY INC.
June 1, 2020 - August 18, 2020
ALPHASTAR CAPITAL MANAGEMENT
June 18, 2019 - May 11, 2020
GRADIENT ADVISORS, LLC
January 8, 2018 - March 18, 2019
USAA INVESTMENT SERVICES COMPANY
April 28, 2017 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
September 29, 2016 - March 1, 2019
USAA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
ENVOY ADVISORY INC.
CRD#: 306559 / SEC#: 801-117870
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENVOY ADVISORY INC.
CRD#: 306559 / SEC#: 801-117870
Contact information
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,543 |
| AUM (Assets Under Management) | $ 533,897,719 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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