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Tyler Ewen
KESTRA ADVISORY SERVICES
Kalamazoo, MI
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CRD#: 6700194
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Professional summary
Tyler Ewen, CFP®, CIMA® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Kalamazoo, Michigan and KESTRA INVESTMENT SERVICES, LLC located in Battle Creek, Michigan.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Tyler has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 11/1/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Provide advice or analysis by making direct or indirect recommendations regarding securities or securities markets; for compensation in any form; and engage in the regular business of providing advice regarding securities. Business Name: The Planning Group Investment Related: Yes Address: 500 Country Pine Lane, Suite 1 Battle Creek MI 49015 Nature of Business: Registered Field Assistant; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Consultant Start Date: 10/5/2015 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: 1. Prepare financial plans and analysis for clients; participate in client meetings 2. Analyze investment opportunities and client needs, and recommend appropriate strategies 3. Perform various investment and insurance research 4. Actively and positively participate in all levels of client service 5. Maintain client database and electronic record-keeping documentation 6. Attend meetings and continuing education sessions 7. Comply with all industry rules and regulations 8. Execute trades as instructed on client accounts 9. Develop and maintain client base
CRS (Client Relationship Summary) - RIA
Click below to view Tyler Ewen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
October 24, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 500 Country Pine Lane Suite 1, Battle Creek, MI 49015RIA
CRD#: 283330
Kalamazoo, MI
Current
December 19, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 500 Country Pine Lane Suite 1, Battle Creek, MI 49015BD
CRD#: 42046
Battle Creek, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/10/2025)
RR
Michigan(12/22/2016)
IAR
Michigan(10/24/2017)
RR
Washington(9/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
