Francesco P. Volpe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francesco Paolo Volpe, who also goes by Francesco Paolo Volpe, Frank Volpe, Francesco Volpe, was a registered financial professional .
Francesco is a previously registered financial professional and started their career in finance in 2016. Francesco had worked at 4 firms and has passed the Series 66, Series 87, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2021 - September 7, 2022
WOLFE RESEARCH SECURITIES
December 9, 2019 - February 1, 2021
DEMATTEO RESEARCH LLC
July 5, 2018 - October 30, 2019
UBS FINANCIAL SERVICES INC.
July 4, 2018 - October 30, 2019
UBS FINANCIAL SERVICES INC.
September 15, 2016 - January 20, 2017
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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