JC
James B. Cameron
PARK AVENUE SECURITIES LLC
Lake Oswego, OR 97035
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CRD#: 6699659
JC
Professional summary
James Brian Cameron, who also goes by James Brian Cameron, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Lake Oswego, Oregon.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. James has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Brian Cameron
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OUTSIDE INSURANCE POSITION,
Start date: 10/16/2023,
Address: 5 Center Pointe Dr Suite 220, Lake Oswego OR 97035,
15 total hours per month; 0 during securities trading hours,
Investment related,
Less than 10% annual compensation,
2) Apex Golf Club-a part owner in this Simulator Golf Business,
Start date: 09/15/2025,
Address: 18039 SW Lower Boones Ferry Rd, Portland OR, 97224,
12 total hours per month; 4 during securities trading hours,
Not investment related,
No annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view James Brian Cameron's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view James Brian Cameron's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2023 - Present
PARK AVENUE SECURITIES LLC
Office #1: 5 Centerpointe Drive Suite 220, Lake Oswego, OR 97035RIA
BD
CRD#: 46173
Lake Oswego, OR
Current
October 25, 2023 - Present
PARK AVENUE SECURITIES LLC
Office #1: 5 Centerpointe Drive Suite 220, Lake Oswego, OR 97035RIA
BD
CRD#: 46173
Lake Oswego, OR
Past
September 24, 2022 - October 18, 2023
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
LAKE OSWEGO, OR
Past
August 30, 2022 - October 18, 2023
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
LAKE OSWEGO, OR
Past
September 4, 2019 - August 9, 2022
AMERICAN FIDELITY SECURITIES, INC.
BD
CRD#: 11852
OKLAHOMA CITY, OK
Past
March 12, 2019 - August 7, 2019
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
FRESNO, CA
Past
March 12, 2019 - August 7, 2019
SCF SECURITIES, INC.
BD
CRD#: 47275
SAN DIEGO, CA
Past
January 2, 2018 - July 23, 2018
ROUSH INVESTMENT GROUP
RIA
CRD#: 151288
FRESNO, CA
Past
January 18, 2017 - August 17, 2017
NYLIFE SECURITIES LLC
BD
CRD#: 5167
FRESNO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/25/2023)
IAR
Alaska(10/25/2023)
RR
California(10/25/2023)
IAR
California(10/25/2023)
RR
Massachusetts(10/25/2023)
RR
Oregon(10/25/2023)
IAR
Oregon(10/25/2023)
RR
Washington(10/25/2023)
IAR
Washington(10/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
