Christopher Joseph Macca
CFP®Professional Summary
Christopher Joseph Macca, CFP®, who also goes by Christopher Joseph Macca, Christopher Macca, is a registered financial advisor currently at PRINCIPLE WEALTH located in Madison, Connecticut. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Christopher has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher Joseph Macca, Christopher Macca
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Credentials
Years of Experience
8 years in the financial services industry
Current & Past Employments
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Current Firm
PRINCIPLE WEALTH | PRINCIPLE WEALTH PARTNERS LLC
Contact Information
Main Address
48 Wall Street, Madison, CT 06443Mailing Address
Po Box 1007, Madison, CT 06443Phone Number
(203) 318-8892# of Employees
28SEC notice filing (20 States and Territories)
Registered to provide investment advisory services in 20 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,120AUM (Assets Under Management)
$3,204,653,344Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/13/2026 | Cover Page | Report |
| 08/26/2025 | Cover Page | Report |
| 11/13/2024 | Cover Page | Report |
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Primary Firm SEC Registration
PRINCIPLE WEALTH | PRINCIPLE WEALTH PARTNERS LLC
State Registrations and Notice Filings
(2/25/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Joseph Macca's CRS (Customer Relationship Summary).
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
