George T. Diachok
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Theodore Diachok was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1967. George had worked at 6 firms and has passed the Series 65, Series 63 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2003 - May 1, 2014
GENEOS WEALTH MANAGEMENT, INC.
June 25, 2002 - May 1, 2014
GENEOS WEALTH MANAGEMENT, INC.
November 30, 1999 - May 9, 2001
ING INSURANCE AGENCY, INC.
January 4, 1982 - April 4, 2002
CETERA ADVISORS LLC
January 15, 1979 - October 30, 1980
WORLD CAPITAL BROKERAGE, INC.
August 2, 1976 - February 14, 1979
SOUTHMARK FINANCIAL SERVICES, INC.
January 29, 1974 - August 28, 1976
WORLD CAPITAL BROKERAGE, INC.
March 13, 1967 - April 12, 1973
FOUNDERS ASSET MANAGEMENT, INC.
Primary Firm SEC Registration
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 10/11/1956
General Securities Principal ExaminationCurrent Firm
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GWM HOLDINGS, INC | STOCKHOLDER | |
| BRUBAKER-RAGER, JODEE MAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1888958 |
| DIACHOK, RUSSELL RHINE | DIRECTOR | 1049804 |
| DIACHOK, RYAN WESLEY | CEO | 4047236 |
| HELMS, JEFFREY WRIGHT | DIRECTOR | 1346620 |
| OLSON, RAYMOND COREY | CFO | 1527445 |
| RAGER, DEAN ALLEN | CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER | 2852133 |
Regulatory assets under management
| Total Number of Accounts | 22,073 |
| AUM (Assets Under Management) | $ 5,597,034,535 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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