Patrick T. Harris

IRA GROUP

Atlanta, GA 30309

Some features on this profile are disabled

CRD#: 6699001

Professional summary

Patrick Thomas Harris, who also goes by Patrick Harris, is a registered financial advisor currently at IRA GROUP, INC. located in Atlanta, Georgia.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Patrick has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Harris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Thomas Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2024 - Present

IRA GROUP, INC.

Office #1: 1230 Peachtree Street Ne Suite 3800, Atlanta, GA 30309

RIA

CRD#: 126246

Atlanta, GA

Past

July 20, 2022 - March 22, 2024

CREATIVE PLANNING

RIA

CRD#: 105348

Atlanta, GA

Past

August 31, 2020 - June 23, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Charlotte, NC

Past

November 28, 2016 - June 13, 2019

IRA GROUP, INC.

RIA

CRD#: 126246

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IRA GROUP, INC.

INVESTMENT RESEARCH & ADVISORY GROUP, INC. | IRA GROUP, INC.

CRD#: 126246 / SEC#: 801-70558

RIA

Registered Investment Advisory firm - (10/2/2009 Approved)

North Carolina

Registered Investment Advisory firm - (6/2/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/2016

Uniform Investment Adviser Law Examination

Current Firm

IRA GROUP, INC.

INVESTMENT RESEARCH & ADVISORY GROUP, INC. | IRA GROUP, INC.

CRD#: 126246 / SEC#: 801-70558

RIA

Registered Investment Advisory firm - (10/2/2009 Approved)

North Carolina

Registered Investment Advisory firm - (6/2/2025 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1230 Peachtree Street Ne Suite 3800, Atlanta, GA 30309

Mailing Address

Phone number

(404) 760-3730

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRA GROUP - ADV PART 2A.2B FOR INSTITUTIONAL 2025 (2/24/2025)

IRA GROUP - ADV PART 2A.2B FOR PRIVATE 2025 (2/24/2025)

Regulatory assets under management

Total Number of Accounts	630
AUM (Assets Under Management)	$ 13,197,612,044

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Kermit Cottrell

STATE FARM VP MANAGEMENT CORP.

Dunwoody, GA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patrick T. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Thomas Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

IRA GROUP, INC.

CREATIVE PLANNING

KESTRA ADVISORY SERVICES, LLC

IRA GROUP, INC.

Primary Firm SEC Registration

IRA GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/2016

Current Firm

IRA GROUP, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IRA GROUP, INC.

TRUST BUT VERIFY

Similar Advisors