Joseph H. Haering
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Henri Haering, who also goes by Joseph Haering, Joseph Häring, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2016. Joseph had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2019 - August 27, 2020
HYPOSWISS ADVISORS SA
October 6, 2016 - February 4, 2019
SILVERCOAST PARTNERS
Primary Firm SEC Registration
HYPOSWISS ADVISORS SA
CRD#: 157400 / SEC#: 801-72529
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
HYPOSWISS ADVISORS SA
CRD#: 157400 / SEC#: 801-72529
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 597,077,569 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
