Nicholas M. Elias

CARILLON FUND DISTRIBUTORS

St. Petersburg, FL 33716

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CRD#: 6698904

Professional summary

Nicholas Michael Elias, who also goes by Nicholas Michael Elias, Nicholas Elias, is a registered financial professional currently at CARILLON FUND DISTRIBUTORS, INC. located in St. Petersburg, Florida.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2016. Nicholas has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nicholas Michael Elias | Nicholas Elias

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Michael Elias's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2020 - Present

CARILLON FUND DISTRIBUTORS, INC.

Office #1: 880 Carillon Parkway, St. Petersburg, FL 33716

CRD#: 139749

St. Petersburg, FL

Past

March 29, 2018 - May 15, 2020

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ST. PETERSBURG, FL

Past

March 28, 2018 - May 15, 2020

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

January 26, 2018 - March 16, 2018

MORGAN STANLEY

RIA

CRD#: 149777

Tampa, FL

Past

December 12, 2017 - March 16, 2018

MORGAN STANLEY

CRD#: 149777

Tampa, FL

Past

August 31, 2016 - November 6, 2017

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

Juno Beach, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/25/2022)

Arkansas
(11/25/2022)

Florida
(5/15/2020)

Iowa
(11/25/2022)

Montana
(11/25/2022)

New Mexico
(11/25/2022)

North Dakota
(11/25/2022)

Oklahoma
(11/25/2022)

South Dakota
(11/25/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/26/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/28/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CARILLON FUND DISTRIBUTORS, INC.

CARILLON FUND DISTRIBUTORS, INC. | HERITAGE FUND DISTRIBUTORS INC. | EAGLE FUND DISTRIBUTORS, INC.

CRD#: 139749 / SEC#: , 8-67244

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

880 Carillon Parkway, St. Petersburg, FL 33716

Mailing Address

880 Carillon Parkway, St. Petersburg, FL 33716

Phone number

(727) 567-8143

Established

Florida since 05/12/2005

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
EAGLE ASSET MANAGEMENT INC	PARENT COMPANY	110653
EDWARDS, CHARLES MICHAEL	DIRECTOR	5342028
GEORGIEV, TSVETELINA ELKOVA	CCO	5130225
GERVAIS, BRYAN L	CFO, PRINCIPAL FINANCIAL OFFICER / FINOP, DIRECTOR	5286391
LILLIAN, JORDAN ALEXANDER	CEO, PRESIDENT, DIRECTOR	5444726
SOUSA, DAMIAN DANIEL	DIRECTOR	2061882
WALZER, SUSAN LAVELLE	DIRECTOR	2976646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas M. Elias

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Michael Elias's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN STANLEY

MORGAN STANLEY

CONCORDE INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/26/2018

Series 63

Date: 12/28/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/31/2016

FINRA

Current Firm

CARILLON FUND DISTRIBUTORS, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CARILLON FUND DISTRIBUTORS, INC.

TRUST BUT VERIFY

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