Dean Loucka
Professional summary
Dean Loucka, who also goes by Dean Robert Loucka, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Jersey City, New Jersey and CHARLES SCHWAB & CO., INC. located in Jersey City, New Jersey.
Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Dean has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dean Loucka's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2025 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 30 Hudson Street, Jersey City, NJ 07302March 6, 2023 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 30 Hudson Street Floor 23, Jersey City, NJ 07302March 6, 2023 - September 16, 2025
CHARLES SCHWAB & CO., INC.
March 6, 2023 - July 29, 2024
TD AMERITRADE, INC.
July 28, 2017 - January 31, 2023
UBS FINANCIAL SERVICES INC.
July 28, 2017 - January 31, 2023
UBS FINANCIAL SERVICES INC.
December 5, 2016 - July 31, 2017
AE WEALTH MANAGEMENT, LLC
September 7, 2016 - October 5, 2016
MADISON AVENUE SECURITIES, LLC
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
