Spiro K. Sakiris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Spiro Kevin Sakiris, who also goes by Spiro Sakiris, was a registered financial professional .
Spiro is a previously registered financial professional and started their career in finance in 2016. Spiro had worked at 1 firm and has passed the Series 99TO, SIE and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2016 - September 2, 2021
IQ CAPITAL (USA) LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 11/16/2016
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
IQ CAPITAL (USA) LLC
CRD#: 283405 / SEC#: , 8-69750
Contact information
Documents
Red Flags
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