Troy H. Brown
TIDECREST WEALTH MANAGEMENT | Financial Advisor
NEWPORT BEACH, CA 92660
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CRD#: 6698540
Professional summary
Troy Harrison Brown, CFP®, who also goes by Troy Brown, is a registered financial advisor currently at TIDECREST WEALTH MANAGEMENT, LLC located in Newport Beach, California.
Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Troy has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Troy Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.: Brown Media, LLC Investment related: N Address of business: Newport Beach, California, 92660 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 8/17/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: i am not doing anything for the company, i am just a signer on the individual business account 2.: ArtByTroyBrown Investment related: N Address of business: newport beach, California, 92660 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner","Other"], Start date of relationship: 4/1/2022 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: i make screw art out of paint, wooden boards, and screws as a hobby, I make some fun art pieces where i drill painted screws into a plank of wood to create a figure or shape. this is really a hobby i picked up doing when i was studying for my CFP to take my mind off finance.
CRS (Client Relationship Summary) - RIA
Click below to view Troy Harrison Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 4, 2024 - Present
TIDECREST WEALTH MANAGEMENT, LLC
Office #1: 888 San Clemente Drive Suite 130, Newport Beach, CA 92660RIA
CRD#: 332422
NEWPORT BEACH, CA
Past
October 23, 2017 - August 26, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEWPORT BEACH, CA
Past
September 11, 2017 - August 26, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TIDECREST WEALTH MANAGEMENT, LLC
TIDECREST WEALTH MANAGEMENT, LLC
CRD#: 332422 / SEC#: 801-130960
RIA
Registered Investment Advisory firm - (8/21/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
TIDECREST WEALTH MANAGEMENT, LLC
TIDECREST WEALTH MANAGEMENT, LLC
CRD#: 332422 / SEC#: 801-130960
RIA
Registered Investment Advisory firm - (8/21/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
888 San Clemente Drive Suite 130, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 335-5202
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 307 |
| AUM (Assets Under Management) | $ 212,000,000 |
Red Flags
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Company Information
TIDECREST WEALTH MANAGEMENT, LLC
Financial AdvisorCRD#: 332422Newport Beach, CA 92660TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
