Samuel R. Olson

BONSAI FINANCIAL

Phoenix, AZ

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CRD#: 6698521

Professional summary

Samuel Robert Olson, who also goes by Sam Olson, is a registered financial advisor currently at BONSAI FINANCIAL located in Phoenix, Arizona.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Samuel has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Olson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME: BONSAI INSURANCE SERVICES, LLC--INVESTMENT RELATED: YES--ADDRESS: 3235 E. CAMELBACK ROAD, UNIT 103, PHOENIX, AZ, 85018--NATURE OF OTHER BUSINESS: INSURANCE BROKERAGE, AGENT--START DATE: AUGUST 2019--APPROX. HOURS: 160 HRS/MONTH--8 HRS/DAY DURING TRADING HOURS, PERFORMED IN CONJUNCTION WITH FULFILLING FIDUCIARY RESPONSIBILITIES AT BONSAI FINANCIAL SERVICES, LLC--DUTIES: MEETING WITH CLIENTS AND CONSULTING ON LIFE INSURANCE AND FIXED INSURANCE STRATEGIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Robert Olson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2019 - Present

BONSAI FINANCIAL

RIA

CRD#: 292432

Phoenix, AZ

Past

December 17, 2017 - August 27, 2019

SECURED RETIREMENT ADVISORS, LLC

RIA

CRD#: 144239

ST LOUIS PARK, MN

Past

September 16, 2016 - February 1, 2018

STRATEGY FINANCIAL GROUP

RIA

CRD#: 164531

Blaine, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/18/2016

Uniform Investment Adviser Law Examination

Current Firm

BONSAI FINANCIAL

BONSAI FINANCIAL | BONSAI FINANCIAL SERVICES, LLC

CRD#: 292432 / SEC#:

Arizona

Registered Investment Advisory firm - (2/27/2018 Approved)

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Contact information

Main Address

Phoenix, AZ

Mailing Address

Phone number

(602) 343-9309

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 6,849,888

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel R. Olson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Robert Olson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BONSAI FINANCIAL

SECURED RETIREMENT ADVISORS, LLC

STRATEGY FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 4/18/2016

Current Firm

BONSAI FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BONSAI FINANCIAL

TRUST BUT VERIFY

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