Rohan S. Suwarna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rohan Sai Suwarna, who also goes by Rohan Sai Svwarna, Rohan Svwarna, was a registered financial professional .
Rohan is a previously registered financial professional and started their career in finance in 2019. Rohan had worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2022 - November 28, 2023
OPENDEAL BROKER LLC
September 15, 2020 - April 4, 2023
OPENDEAL BROKER LLC
August 29, 2019 - August 25, 2020
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/29/2019
Investment Banking Registered Representative ExaminationCurrent Firm
OPENDEAL BROKER LLC
CRD#: 291387 / SEC#: , 8-70055
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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