Eric L. Chapman

CM20 WEALTH MANAGEMENT

DENVER, CO

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CRD#: 6698035

Professional summary

Eric Lyle Chapman is a registered financial advisor currently at CM20 WEALTH MANAGEMENT located in Denver, Colorado.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Eric has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MDF Holdings, LLC, 24 Brookside Dr, Greenwood Village, CO 80121 MDF Commercial, LLC, 24 Brookside Dr, Greenwood Village, CO 80121 MDF Residential, LLC, 24 Brookside Dr, Greenwood Village, CO 80121 These are investment-related businesses involved in residential and commercial real estate transactions. Eric Chapman is a co-founder of the firms which have been in existence since December, 2004. Eric's main responsibilities are assisting in the selection of potential investment properties. Time devoted to this role is minimal (approximately 10 hours a month) and falls only during weekend hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Lyle Chapman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2021 - Present

CM20 WEALTH MANAGEMENT

RIA

CRD#: 313340

DENVER, CO

Past

May 29, 2020 - April 28, 2021

CORUNDUM GROUP, INC.

RIA

CRD#: 106490

Denver, CO

Past

June 28, 2019 - September 10, 2019

BOK FINANCIAL PRIVATE WEALTH, INC.

RIA

CRD#: 106733

DENVER, CO

Past

October 10, 2016 - October 29, 2019

COBIZ WEALTH

RIA

CRD#: 125910

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2016

Uniform Investment Adviser Law Examination

Current Firm

CM20 WEALTH MANAGEMENT

CM20 WEALTH MANAGEMENT | CM20 WEALTH MANAGEMENT, LLC

CRD#: 313340 / SEC#:

Colorado

Registered Investment Advisory firm - (5/14/2021 Approved)

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Contact information

Main Address

Denver, CO

Mailing Address

Phone number

(303) 570-7623

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 17,610,335

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric L. Chapman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Lyle Chapman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CM20 WEALTH MANAGEMENT

CORUNDUM GROUP, INC.

BOK FINANCIAL PRIVATE WEALTH, INC.

COBIZ WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2016

Current Firm

CM20 WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CM20 WEALTH MANAGEMENT

TRUST BUT VERIFY

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