Daniel K. Lindsay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Keith Lindsay, CFP® was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2016. Daniel had worked at 1 firm and has passed the Series 65 and Series 63 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2017
Experience
August 29, 2016 - December 31, 2018
PRATER CAPITAL
State Registrations and Notice Filings
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Exams
Current Firm
PRATER CAPITAL
CRD#: 283381 / SEC#:
Contact information
Red Flags
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