MI
Monica K. Ivins
SAGEVIEW ADVISORY GROUP
Knoxville, TN 37919
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CRD#: 6697917
MI
Professional summary
Monica Kostrzewa Ivins, who also goes by Monica Kostrzewa, is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Knoxville, Tennessee and CETERA WEALTH SERVICES, LLC located in Knoxville, Tennessee.
Monica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Monica has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Monica Kostrzewa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP, LLC - CRD # 126777; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURBUSINESS: REGISTERED INVESTMENT ADVISER; START DATE: 09/2024 POSITION/TITLE/RELATIONSHIP: ASSOCIATE ADVISOR / INVESTMENT ADVISOR REPRESENTATNUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDING ADVISORY AND FINANCIPLANNING SERVICES TO CLIENTS AND PROSPECTIVE CLIENTS; 2. NAME OF OTHER BUSINESS: CASA OF EAST TENNESSEE; INVESTMENT RELATED: NO; ADDRESS: 5410 HOMBERG DRIVE #29A KNOXVILLE, TN 37919; NATURE OF BUSINESS: NON PROFIT; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS 0:; BRIEF DESCRIPTION OF DUTIES: HELP TO ENSURE THE ORGANIZATION'S WORK IS CONSISTENT WITH ITS PUBLIC BENEFIT PURPOSE AND RESOURCES ARE BEING UTILIZED IN SUPPORT OF THE MISSION;
CRS (Client Relationship Summary) - RIA
Click below to view Monica Kostrzewa Ivins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2024 - Present
SAGEVIEW ADVISORY GROUP, LLC
Office #1: 3834 Sutherland Ave, Knoxville, TN 37919RIA
CRD#: 126777
Knoxville, TN
Current
September 24, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3834 Sutherland Avenue, Knoxville, TN 37919BD
CRD#: 13572
Knoxville, TN
Past
September 27, 2023 - August 30, 2024
RATHER & KITTRELL, INC.
RIA
CRD#: 114885
KNOXVILLE, TN
Past
July 27, 2023 - September 14, 2023
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
KNOXVILLE, TN
Past
December 20, 2022 - September 11, 2023
SAGEVIEW ADVISORY GROUP, LLC
RIA
CRD#: 126777
Knoxville, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(7/22/2025)
IAR
North Carolina(6/15/2025)
IAR
Tennessee(9/17/2024)
RR
Tennessee(1/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/27/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAGEVIEW ADVISORY GROUP, LLC
CRD#: 126777Knoxville, TN 37919TRUST BUT VERIFY
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