Thomas J. Wright
BROADWAY WEALTH SOLUTIONS
San Antonio, TX 78209
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CRD#: 6697873
Professional summary
Thomas Jordan Wright, CFP®, ChFC®, who also goes by Thomas J Wright, is a registered financial advisor currently at BROADWAY WEALTH SOLUTIONS located in San Antonio, Texas.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Thomas has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas J Wright
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Financial Planning Association (San Antonio Chapter); Director of Partnerships, Treasurer, and President-Elect; Non-Investment Related; PO Box 780292 San Antonio TX 78278; Description of the Business: The mission of the FPA of San Antonio & South Texas is to promote the value of financial planning in the community, advance the practice of the profession with excellence, and act as the cornerstone of endorsement to the profession with the highest ethical standards. As the local chapter of the Financial Planning Association� (FPA�), we seek to support the professional growth of our members and help the public understand the important role financial planners play in the lives of their clients; Responsibility: To prepare and maintain a budget. Monitor financial expenses of the organization. Coordinate partnerships and their events. Prepare reports for the Board; Start date with business: 2025-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 0; Website address for the organization: https://fpasatx.org/index.php.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Jordan Wright's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
April 2, 2019 - Present
BROADWAY WEALTH SOLUTIONS
Office #1: 1177 N.e. Loop 410 5th Floor, San Antonio, TX 78209RIA
CRD#: 291753
San Antonio, TX
Past
January 8, 2018 - April 3, 2019
USAA INVESTMENT SERVICES COMPANY
RIA
CRD#: 5475
SAN ANTONIO, TX
Past
June 15, 2017 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
San Antonio, TX
Past
September 29, 2016 - April 3, 2019
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROADWAY WEALTH SOLUTIONS
BROADWAY SERVICES, INC. | BROADWAY WEALTH SOLUTIONS, INC. | BROADWAY WEALTH SOLUTIONS
CRD#: 291753 / SEC#: 801-124953
RIA
Registered Investment Advisory firm - (5/5/2022 Approved)Texas
Registered Investment Advisory firm - (5/31/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/17/2025)
IAR
Texas(4/2/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BW
BROADWAY WEALTH SOLUTIONS
BROADWAY SERVICES, INC. | BROADWAY WEALTH SOLUTIONS, INC. | BROADWAY WEALTH SOLUTIONS
CRD#: 291753 / SEC#: 801-124953
RIA
Registered Investment Advisory firm - (5/5/2022 Approved)Texas
Registered Investment Advisory firm - (5/31/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1177 N.e. Loop 410 5th Floor, San Antonio, TX 78209
Mailing Address
Phone number
(210) 283-6600
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,171 |
| AUM (Assets Under Management) | $ 265,787,591 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/04/2024 | ||
| 10/13/2023 | ||
| 01/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
