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Thomas Jordan Wright

Thomas Jordan Wright

CFP®, ChFC®
BROADWAY WEALTH SOLUTIONS
SAN ANTONIO, TX
·CRD# 6697873·10 years experience

Professional Summary

Thomas Jordan Wright, CFP®, ChFC®, who also goes by Thomas J Wright, is a registered financial advisor currently at BROADWAY WEALTH SOLUTIONS located in San Antonio, Texas. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Thomas has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas J Wright

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2019
ChFC®
Chartered Financial Consultant

Years of Experience

10 years in the financial services industry

Current & Past Employments

BROADWAY WEALTH SOLUTIONS·CRD# 291753
RIA
1177 N.e. Loop 410 5th Floor, San Antonio, TX 78209
April 2, 2019 - Present
USAA INVESTMENT SERVICES COMPANY·CRD# 5475
RIA
San Antonio, TX
January 8, 2018 - April 3, 2019
USAA FINANCIAL PLANNING SERVICES·CRD# 106352
RIA
San Antonio, TX
June 15, 2017 - January 8, 2018
USAA FINANCIAL ADVISORS, INC.·CRD# 129035
BD
San Antonio, TX
September 29, 2016 - April 3, 2019

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Current Firm

BW
BROADWAY WEALTH SOLUTIONS

BROADWAY SERVICES, INC. | BROADWAY WEALTH SOLUTIONS, INC. | BROADWAY WEALTH SOLUTIONS

CRD#: 291753 / SEC#: 801-124953
RIA
Registered Investment Advisory firm - SEC (5/5/2022 Approved)
Texas
Registered Investment Advisory firm - Texas (5/31/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1177 N.e. Loop 410 5th Floor, San Antonio, TX 78209

Phone Number

(210) 283-6600

# of Employees

11

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (3/5/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,254

AUM (Assets Under Management)

$308,050,784

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
01/26/2026Cover PageReport
10/04/2024Cover PageReport
10/13/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Financial Planning Association (San Antonio Chapter); Director of Partnerships, Treasurer, and President-Elect; Non-Investment Related; PO Box 780292 San Antonio TX 78278; Description of the Business: The mission of the FPA of San Antonio & South Texas is to promote the value of financial planning in the community, advance the practice of the profession with excellence, and act as the cornerstone of endorsement to the profession with the highest ethical standards. As the local chapter of the Financial Planning Association� (FPA�), we seek to support the professional growth of our members and help the public understand the important role financial planners play in the lives of their clients; Responsibility: To prepare and maintain a budget. Monitor financial expenses of the organization. Coordinate partnerships and their events. Prepare reports for the Board; Start date with business: 2025-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 0; Website address for the organization: https://fpasatx.org/index.php.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROADWAY WEALTH SOLUTIONS

BROADWAY SERVICES, INC. | BROADWAY WEALTH SOLUTIONS, INC. | BROADWAY WEALTH SOLUTIONS

CRD#: 291753 / SEC#: 801-124953
RIA
Registered Investment Advisory firm - SEC (5/5/2022 Approved)
Texas
Registered Investment Advisory firm - Texas (5/31/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(3/17/2025)
IAR
Texas
(4/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2016About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Thomas Jordan Wright's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Thomas Jordan Wright
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