Horace A. Ruckel

H. ANTHONY RUCKEL

Denver, CO 80222-5439

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CRD#: 6697451

Professional summary

Horace Anthony Ruckel is a registered financial advisor currently at H. ANTHONY RUCKEL located in Denver, Colorado.

Horace is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Horace has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I practice law as H. Anthony Ruckel, Attorney at Law, for approximately 10% of my professional time at 6000 East Evans Ave. Suite 2-225, Denver CO 80222-5439. This is a residual practice from previous years' practice. I do not take any new clients. I envision that some of these residual clients will become investment advisory clients. Should this occur, I will be punctilious in avoiding any confusion in roles, record keeping, and billing; these functions will be done and maintained separately. Legal services provided to these clients are not and will not be investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Horace Anthony Ruckel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2024 - Present

H. ANTHONY RUCKEL

Office #1: 6000 E. Evans Ave. Suite 2-225, Denver, CO 80222-5439

RIA

CRD#: 171403

Denver, CO

Past

December 6, 2017 - December 31, 2023

H. ANTHONY RUCKEL

RIA

CRD#: 171403

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/18/2017

Uniform Investment Adviser Law Examination

Current Firm

H. ANTHONY RUCKEL

H. ANTHONY RUCKEL | RUCKEL, HORACE ANTHONY | RUCKEL, H. ANTHONY

CRD#: 171403 / SEC#:

Colorado

Registered Investment Advisory firm - (12/6/2017 Approved)

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Contact information

Main Address

6000 E. Evans Ave. Suite 2-225, Denver, CO 80222-5439

Mailing Address

Phone number

(303) 756-2277

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 29,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Horace A. Ruckel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Horace Anthony Ruckel's CRS (Customer Relationship Summary).

Certified licenses

Experience

H. ANTHONY RUCKEL

H. ANTHONY RUCKEL

State Registrations and Notice Filings

Exams

Series 65

Date: 7/18/2017

Current Firm

H. ANTHONY RUCKEL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

H. ANTHONY RUCKEL

TRUST BUT VERIFY

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