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Horace Anthony Ruckel

H. ANTHONY RUCKEL
DENVER, CO
·CRD# 6697451·9 years experience

Professional Summary

Horace Anthony Ruckel is a registered financial advisor currently at H. ANTHONY RUCKEL located in Denver, Colorado. Horace is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Horace has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

H. ANTHONY RUCKEL·CRD# 171403
RIA
Denver, CO
January 30, 2024 - Present
H. ANTHONY RUCKEL·CRD# 171403
RIA
Denver, CO
December 6, 2017 - December 31, 2023

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Current Firm

HA
H. ANTHONY RUCKEL

H. ANTHONY RUCKEL | RUCKEL, HORACE ANTHONY | RUCKEL, H. ANTHONY

CRD#: 171403
Colorado
Registered Investment Advisory firm - Colorado (12/6/2017 Approved)

Contact Information

Main Address

Denver, CO

Phone Number

(303) 905-6414

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

11

AUM (Assets Under Management)

$18,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I practice law as H. Anthony Ruckel, Attorney at Law, for approximately 10% of my professional time at 6000 East Evans Ave. Suite 2-225, Denver CO 80222-5439. This is a residual practice from previous years' practice. I do not take any new clients. I envision that some of these residual clients will become investment advisory clients. Should this occur, I will be punctilious in avoiding any confusion in roles, record keeping, and billing; these functions will be done and maintained separately. Legal services provided to these clients are not and will not be investment related.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2017About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Horace Anthony Ruckel's CRS (Customer Relationship Summary).

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