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Evgeny Dunaevsky

NEUBERGER BERMAN BD LLC
Toronto, ON, M5J 2V1
Some features on this profile are disabled
CRD#: 6697378
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Professional summary


Evgeny Dunaevsky, who also goes by Evgeny Nmn Dunaevsky, is a registered financial advisor currently at NEUBERGER BERMAN BD LLC .

Evgeny is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Evgeny has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Evgeny Nmn Dunaevsky

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Director of private funds: 1. Start date From: 2017/03/15 2. Firm information Name of business or employer: BHC Multi-Factor GP Ltd and BHC Multi-Factor Offshore Feeder Ltd. Address of business or employer: Cayman Corporate Centre, 27 Hospital Road, George Town, Cayman Islands Name and title of immediate supervisor: - - - The Board of Directors 3. Description of duties BHC Multi-Factor Offshore Feeder Ltd. ("BHC Multi-Factor Feeder") is the feeder fund within the BHC Multi-Factor Fund structure. BHC Multi-Factor Feeder invests all of its assets in BHC Multi-Factor Master Fund LP. BHC Multi-Factor GP Ltd is the general partner of BHC Multi-Factor Master Fund LP Mr. Dunaevsky serves as a Director of BHC Multi-Factor Feeder and BHC Multi-Factor GP Ltd Hours per week do you devote to this business or employment: 0.10 1. Start date From: 2017/09/12 2. Firm information Name of business or employer: BHC Founders GP Limited Address of business or employer: 152 Glencairn Avenue, Toronto, Ontario, Canada (number, street, city, province, territory or state, country) Name and title of immediate supervisor: Board of Directors BHC Founders GP Limited is the general partner of BHC Founders LP. Mr. Dunaevsky serves as a director and officer of BHC Founders GP Limited. Hours per week do you devote to this business or employment: 0.10 Neuberger Berman BD LLC ("NBBD") is an affiliate of Neuberger Berman Canada ULC, ("NBC") a registered investment adviser, which shares offices with NBBD. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBC, on an ongoing basis.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Evgeny Dunaevsky's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD


Click below to view Evgeny Dunaevsky's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 4, 2018 - Present

NEUBERGER BERMAN BD LLC

Office #1: Bay Wellington Tower 181 Bay St, Suite 815, Toronto, On, M5J 2V1
RIA
BD
CRD#: 2908
Toronto, ON,
Current

August 27, 2018 - Present

NEUBERGER BERMAN BD LLC

Office #1: 1290 Avenue Of The Americas, New York, NY 10104
RIA
BD
CRD#: 2908
New York, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NEUBERGER BERMAN BD LLC
NEUBERGER BERMAN BD LLC
NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC

CRD#: 2908 / SEC#: 801-3908, 8-1068

RIA
Registered Investment Advisory firm - SEC (1/26/1966 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/13/2024)
RR
Alaska
(3/13/2024)
RR
Arizona
(9/6/2021)
RR
Arkansas
(3/13/2024)
RR
California
(6/25/2020)
RR
Colorado
(11/27/2020)
RR
Connecticut
(3/25/2020)
RR
Delaware
(11/6/2019)
RR
District of Columbia
(3/13/2024)
RR
Florida
(5/13/2020)
RR
Georgia
(3/2/2022)
RR
Hawaii
(1/19/2024)
RR
Idaho
(1/5/2024)
RR
Illinois
(8/26/2020)
RR
Indiana
(9/5/2023)
RR
Iowa
(11/3/2023)
RR
Kansas
(3/13/2024)
RR
Kentucky
(6/8/2023)
RR
Louisiana
(5/19/2023)
RR
Maine
(9/22/2021)
RR
Maryland
(11/6/2019)
RR
Massachusetts
(6/12/2020)
RR
Michigan
(11/6/2019)
RR
Minnesota
(6/20/2023)
RR
Mississippi
(2/25/2021)
RR
Missouri
(4/12/2021)
RR
Montana
(3/25/2020)
RR
Nebraska
(9/15/2023)
RR
Nevada
(12/1/2020)
RR
New Hampshire
(5/17/2021)
IAR
New Jersey
(9/4/2018)
RR
New Jersey
(3/25/2020)
RR
New Mexico
(2/10/2022)
RR
New York
(9/27/2019)
IAR
New York
(2/25/2021)
RR
North Carolina
(7/29/2021)
RR
North Dakota
(3/13/2024)
RR
Ohio
(10/22/2020)
RR
Oklahoma
(3/13/2024)
RR
Oregon
(10/26/2021)
RR
Pennsylvania
(2/7/2023)
RR
Puerto Rico
(3/13/2024)
RR
Rhode Island
(2/1/2022)
RR
South Carolina
(3/13/2024)
RR
South Dakota
(11/8/2021)
RR
Tennessee
(2/9/2021)
RR
Texas
(11/6/2019)
RR
Utah
(3/13/2024)
RR
Vermont
(2/4/2021)
RR
Virgin Islands
(3/13/2024)
RR
Virginia
(7/27/2022)
RR
Washington
(3/2/2021)
RR
West Virginia
(3/13/2024)
RR
Wisconsin
(3/31/2021)
RR
Wyoming
(3/12/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 9/27/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


NEUBERGER BERMAN BD LLC
NEUBERGER BERMAN BD LLC
NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC

CRD#: 2908 / SEC#: 801-3908, 8-1068

RIA
Registered Investment Advisory firm - SEC (1/26/1966 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1290 Avenue Of The Americas, New York, NY 10104
Mailing Address
1290 Avenue Of The Americas, New York, NY 10104
Phone number
(212) 476-9000
Established
Delaware since 11/01/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,058

SEC notice filing (50 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
NEUBERGER BERMAN INVESTMENT ADVISERS LLCMEMBER124687
AMATO, JOSEPH VINCENTPRESIDENT, CHIEF EXECUTIVE OFFICER2210305
CETRON, BRAD ELLIOTCHIEF COMPLIANCE OFFICER4040222
CHINNI, MICHAELCHIEF FINANCIAL OFFICER5721816
HENTON, LORIN FREDMANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS3014463

Disclosures


Regulatory Event20
Arbitration5

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

CRD#: 2908Toronto, On, M5J 2V1

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