CW
Catherine A. White
PORTSIDE WEALTH GROUP
Provo, UT 84604
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CRD#: 6697352
CW
Professional summary
Catherine Audrey White, who also goes by Catherine Audrey Massey, Catherine Massey, Catherine Audrey VIctor, is a registered financial advisor currently at PORTSIDE WEALTH GROUP, LLC located in Provo, Utah and CONCORDE INVESTMENT SERVICES, LLC located in Provo, Utah.
Catherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Catherine has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Catherine Audrey Massey | Catherine Massey | Catherine Audrey Victor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Everyday Zero; Non-investment Related; Orem, UT; Instagram page; Author/Admin; 04/22/2019; 0% during business hours; Instagram page related to zero-waste, low-waste, and eco-conscious lifestyle tips. Write and post images to Instagram page. 2. Hudson Oaks Wealth Management. Investment related. Provo, UT. Operations Director. Start date: November 2021. DBA for securities related activities. Full time. 3. Notary Public, Non Investment related, 847 S 150 W Orem UT, Notary, perform notary services under the authority of the office of the state of Utah, Start date 02/17/2023, 1-5 hours/month during non trading hours. 1-5 hours during trading hours. 4. Portside Wealth Group, Investment related, Registered Investment Advisory firm, Provo, UT, Operations Manager, Manage day to day operations, Start date 05/15/2023, 1-5 hours/month during non trading hours, 40+ during business hours. 5. Rainbow Acres Garden, non-investment related. Oren, UT. Content creator, creating how-to videos for social media pages. Start date: 09/10/2025. 6-10 hours/month during non-trading hours, 1-5 hours/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Audrey White's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2023 - Present
PORTSIDE WEALTH GROUP, LLC
Office #1: 412 W Rivers Edge Dr, Provo, UT 84604RIA
CRD#: 325175
Provo, UT
Current
May 3, 2023 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 412 W Rivers Edge Drive, Provo, UT 84604BD
CRD#: 151604
Provo, UT
Past
April 26, 2022 - June 14, 2023
TOWNSQUARE CAPITAL, LLC
RIA
CRD#: 288576
Lehi, UT
Past
February 2, 2022 - May 2, 2023
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
Lehi, UT
Past
July 28, 2020 - April 5, 2021
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
AMERICAN FORK, UT
Past
September 26, 2018 - May 27, 2020
SYNOVUS SECURITIES, INC.
RIA
CRD#: 14023
COLUMBUS, GA
Past
June 11, 2018 - May 27, 2020
SYNOVUS SECURITIES, INC.
BD
CRD#: 14023
COLUMBUS, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
Registered Investment Advisory firm - (3/24/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Utah(5/3/2023)
IAR
Utah(6/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
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Contact information
Main Address
3507 N University Ave Suite 150, Provo, UT 84604
Mailing Address
Phone number
(385) 412-1222
Established
Firm type
Fiscal year end
# of Employees
47
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,507 |
| AUM (Assets Under Management) | $ 1,125,318,236 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PORTSIDE WEALTH GROUP, LLC
CRD#: 325175Provo, UT 84604TRUST BUT VERIFY
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