Christy A. Appiah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christy Adubea Appiah was a registered financial professional .
Christy is a previously registered financial professional and started their career in finance in 2016. Christy had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2022 - December 31, 2023
CHRISELLY FINANCIAL SERVICES LLC
January 6, 2022 - June 14, 2022
ROBINHOOD FINANCIAL, LLC
June 7, 2018 - June 17, 2020
LPL FINANCIAL LLC
September 7, 2017 - June 17, 2020
LPL FINANCIAL LLC
September 22, 2016 - October 5, 2017
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
CHRISELLY FINANCIAL SERVICES LLC
CRD#: 317912 / SEC#:
Contact information
Red Flags
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