Parker M. Marsh

STONEBRIDGE FINANCIAL GROUP

LANCASTER, PA 17601

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CRD#: 6696602

Professional summary

Parker Maxwell Marsh is a registered financial advisor currently at STONEBRIDGE FINANCIAL GROUP, LLC located in Lancaster, Pennsylvania and PRIVATE CLIENT SERVICES, LLC located in Lancaster, Pennsylvania.

Parker is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Parker has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Stonebridge Financial Group. 602 North Front Street, Wormleysburg, PA 17043. RIA. Corporate Retirement Plan Consulting. 180 hrs/mo; 130 during trading hrs. 2) Private Client Services, Investment Related; Wormleysburg, PA 17043; Sell financial products; Licensed Admin; 04/2024 Less than 10 hours per month all during trading hours. 3) Lancaster County Field of Hope. 4338 Fairview Road, Columbia, PA 17512. Non-profit that raises money to donate to families dealing with server or terminal illness. Board member & member of finance/investment committee. Offer advice/opinion on business operations and volunteer for events. 7 hrs/mo; 0 during trading hrs. Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Parker Maxwell Marsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2024 - Present

STONEBRIDGE FINANCIAL GROUP, LLC

Office #1: 26a E. Roseville Road, Lancaster, PA 17601

RIA

CRD#: 327529

LANCASTER, PA

Current

April 4, 2024 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 26a E Roseville Rd, Lancaster, PA 17601

RIA

CRD#: 120222

Lancaster, PA

Past

February 13, 2023 - February 2, 2024

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

Lancaster, PA

Past

February 13, 2023 - April 5, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Lancaster, PA

Past

January 4, 2021 - February 10, 2023

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

Stevens, PA

Past

January 4, 2021 - February 10, 2023

J.W. COLE FINANCIAL, INC.

CRD#: 124583

Stevens, PA

Past

April 13, 2018 - March 26, 2020

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

LANCASTER, PA

Past

January 11, 2018 - June 20, 2019

J.W. COLE FINANCIAL, INC.

CRD#: 124583

LANCASTER, PA

Past

June 26, 2017 - November 27, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ALLENTOWN, PA

Past

January 30, 2017 - November 27, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ALLENTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEBRIDGE FINANCIAL GROUP, LLC

AVIA WEALTH ADVISORS | WHITECLIFF WEALTH MANAGEMENT | STONEBRIDGE FINANCIAL GROUP, LLC | EMC WEALTH MANAGEMENT LLC

CRD#: 327529 / SEC#: 801-129034

RIA

Registered Investment Advisory firm - (11/8/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Pennsylvania
(2/4/2024)

Pennsylvania
(4/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/30/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STONEBRIDGE FINANCIAL GROUP, LLC

AVIA WEALTH ADVISORS | WHITECLIFF WEALTH MANAGEMENT | STONEBRIDGE FINANCIAL GROUP, LLC | EMC WEALTH MANAGEMENT LLC

CRD#: 327529 / SEC#: 801-129034

RIA

Registered Investment Advisory firm - (11/8/2023 Approved)

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Contact information

Main Address

602 North Front Street, Wormleysburg, PA 17043

Mailing Address

Phone number

(717) 736-7007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SFG WRAP BROCHURE (8/1/2025)

SFG ADV PART 2A (8/1/2025)

Regulatory assets under management

Total Number of Accounts	4,021
AUM (Assets Under Management)	$ 1,831,293,279

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Parker M. Marsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Parker Maxwell Marsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

OSAIC ADVISORY SERVICES, LLC

TRIAD ADVISORS LLC

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STONEBRIDGE FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2017

SIE

Date: 10/1/2018

Series 7

Date: 1/30/2017

FINRA

Current Firm

STONEBRIDGE FINANCIAL GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEBRIDGE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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