JB
Jonathan R. Brooks
FAIRHAVEN FINANCIAL ADVISORY
East Lansing, MI 48823
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CRD#: 6696538
JB
Professional summary
Jonathan Ryan Brooks is a registered financial advisor currently at FAIRHAVEN FINANCIAL ADVISORY CORPORATION located in East Lansing, Michigan.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jonathan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FAIRHAVEN FINANCIAL ADVISORY CORPORATION POSITION: Licensed insurance agent NATURE: licensed insurance agent for various insurance companies including life, health, disability, fixed interest annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 5/01/2017 ADDRESS: 1400 Abbot Rd., Suite 330, East Lansing MI 48823, United States DESCRIPTION: licensed insurance agent for various insurance companies including life, health, disability, fixed interest annuities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Ryan Brooks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2018 - Present
FAIRHAVEN FINANCIAL ADVISORY CORPORATION
Office #1: 1400 Abbot Road Ste 330, East Lansing, MI 48823RIA
CRD#: 124266
East Lansing, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FAIRHAVEN FINANCIAL ADVISORY CORPORATION
FAIRHAVEN FINANCIAL ADVISORY CORPORATION
CRD#: 124266 / SEC#: 801-129226
RIA
Registered Investment Advisory firm - (12/18/2023 Approved)Florida
Registered Investment Advisory firm - (12/26/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/29/2023 Terminated)North Carolina
Registered Investment Advisory firm - (12/26/2023 Terminated)Texas
Registered Investment Advisory firm - (12/26/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(3/7/2018)
Current Firm
FF
FAIRHAVEN FINANCIAL ADVISORY CORPORATION
FAIRHAVEN FINANCIAL ADVISORY CORPORATION
CRD#: 124266 / SEC#: 801-129226
RIA
Registered Investment Advisory firm - (12/18/2023 Approved)Florida
Registered Investment Advisory firm - (12/26/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/29/2023 Terminated)North Carolina
Registered Investment Advisory firm - (12/26/2023 Terminated)Texas
Registered Investment Advisory firm - (12/26/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1400 Abbot Road Ste 330, East Lansing, MI 48823
Mailing Address
P.o. Box 4950, East Lansing, MI 48826-4950
Phone number
(517) 332-2900
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,027 |
| AUM (Assets Under Management) | $ 323,282,269 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
