Jeffrey B. Mermilliod

FINANCE WISDOM

Edgewood, NM

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CRD#: 6696531

Professional summary

Jeffrey Byron Mermilliod is a registered financial advisor currently at FINANCE WISDOM located in Edgewood, New Mexico.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Jeffrey has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 03/31/2023- Independent Insurance Agent as a sole prop under Jeffrey Mermilliod; Investment Related: Yes; 2 Abajo Ct, Edgewood, NM 87015; Independent Insurance Agent; Approximately five hours a month are spent on this activity; approximately five hours are spent during trading hours; Assist individual if they need Life, Disability, and/or Long Term Care insurance. Start Date: 03/31/2023. 2. 01/01/2024- Board Member of charity, Meals on Wheels New Mexico. Provide strategic leadership, supervision, and overview of organizational mission, management & budget as a member of the Board. Three hours per month during trading hours. Start Date 01/01/2024.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Byron Mermilliod's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2023 - Present

FINANCE WISDOM

RIA

CRD#: 325643

Edgewood, NM

Past

March 11, 2022 - March 31, 2023

PRIME CAPITAL FINANCIAL

RIA

CRD#: 288712

EDGEWOOD, NM

Past

February 24, 2020 - December 31, 2022

20/20 CAPITAL MANAGEMENT, INC

RIA

CRD#: 281692

Winter Park, FL

Past

February 24, 2020 - December 31, 2021

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

Corbett, OR

Past

January 3, 2017 - February 28, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Portland, OR

Past

January 3, 2017 - February 28, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

PORTLAND, OR

Past

November 22, 2016 - December 1, 2016

WADDELL & REED

CRD#: 866

PORTLAND, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/3/2024)

IAR

Colorado
(3/28/2024)

IAR

Florida
(6/21/2024)

IAR

Louisiana
(4/3/2023)

IAR

Nevada
(3/20/2024)

IAR

New Mexico
(4/3/2023)

IAR

Oregon
(4/24/2023)

IAR

Texas
(4/3/2023)

IAR

Washington
(9/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/22/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/2016

General Securities Representative Examination

Current Firm

FINANCE WISDOM

FINANCE WISDOM | FINANCE WISDOM LLC

CRD#: 325643 / SEC#:

California

Registered Investment Advisory firm - (4/3/2024 Approved)

Colorado

Registered Investment Advisory firm - (3/28/2024 Approved)

Florida

Registered Investment Advisory firm - (6/21/2024 Approved)

Louisiana

Registered Investment Advisory firm - (4/3/2023 Approved)

Nevada

Registered Investment Advisory firm - (3/19/2024 Approved)

New Mexico

Registered Investment Advisory firm - (3/30/2023 Approved)

Oregon

Registered Investment Advisory firm - (4/24/2023 Approved)

Texas

Registered Investment Advisory firm - (4/3/2023 Approved)

Washington

Registered Investment Advisory firm - (9/15/2023 Approved)

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Contact information

Main Address

Edgewood, NM

Mailing Address

Po Box 989, Edgewood, NM 87015

Phone number

(505) 217-9444

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	308
AUM (Assets Under Management)	$ 50,029,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey B. Mermilliod

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Byron Mermilliod's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCE WISDOM

PRIME CAPITAL FINANCIAL

20/20 CAPITAL MANAGEMENT, INC

AMERITAS INVESTMENT COMPANY, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 12/22/2016

SIE

Date: 10/1/2018

Series 7

Date: 11/22/2016

Current Firm

FINANCE WISDOM

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCE WISDOM

TRUST BUT VERIFY

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