Brandon Roy

MSA FINANCIAL

Braintree, MA 02184-8716

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CRD#: 6696190

Professional summary

Brandon Roy, CFP® is a registered financial advisor currently at MSA FINANCIAL located in Braintree, Massachusetts.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Brandon has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT; NOT INVESTMENT RELATED; SAME ADDRESS AS ABOVE; INSURANCE AGENT; INSURANCE PRODUCT SALES; LESS THAN 10% OF TIME PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Roy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

September 22, 2017 - Present

MSA FINANCIAL

Office #1: 25 Braintree Hill Park Ste 205, Braintree, MA 02184-8716

RIA

CRD#: 107768

Braintree, MA

Past

June 14, 2024 - May 19, 2025

OSAIC WEALTH, INC.

CRD#: 23131

BRAINTREE, MA

Past

October 5, 2016 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

BRAINTREE, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MSA FINANCIAL

MARINO STRAM & ASSOCIATES | MSA FINANCIAL | MARINO, STRAM AND ASSOCIATES LLC

CRD#: 107768 / SEC#: 801-72425

RIA

Registered Investment Advisory firm - (6/13/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/27/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2016

General Securities Representative Examination

Current Firm

MSA FINANCIAL

MARINO STRAM & ASSOCIATES | MSA FINANCIAL | MARINO, STRAM AND ASSOCIATES LLC

CRD#: 107768 / SEC#: 801-72425

RIA

Registered Investment Advisory firm - (6/13/2011 Approved)

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Contact information

Main Address

25 Braintree Hill Office Park Suite 303, Braintree, MA 02184

Mailing Address

Phone number

(781) 843-3500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARINO STRAM DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (11/18/2025)

Regulatory assets under management

Total Number of Accounts	3,165
AUM (Assets Under Management)	$ 1,168,995,005

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon Roy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Roy's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

MSA FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2017

Series 63

Date: 8/27/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/5/2016

Current Firm

MSA FINANCIAL

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MSA FINANCIAL

TRUST BUT VERIFY

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