MG
Mark C. Groom
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC
Albuquerque, NM 87109
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CRD#: 6696103
MG
Professional summary
Mark Carl Groom is a registered financial advisor currently at LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC located in Albuquerque, New Mexico and THE VIABLE GROUP, INC. located in Lubbock, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Mark has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Groom Financial Services Yes, Investment related Lubbock, TX Insurance services Owner/Insurance Agent Start date: 06/2006 60 hour per month Insurance sales M&M Wealth Management,PLLC dba Lonestar Wealth Management Yes, Investment related Lubbock, TX Insurance services Insurance Agent Start date: 02/2020 60 hour per month Insurance sales Lonestar Registered Investment Advisors, PLLC Yes, Investment Related Investment Advisor Representative Start Date: 08/2016 Lubbock, TX Approx 50% of time THE VIABLE GROUP, INC. Investment Related Investment Advisor Representative Lubbock, TX Start Date 08/2025 Less than 10% of time
CRS (Client Relationship Summary) - RIA
Click below to view Mark Carl Groom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2016 - Present
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC
Office #1: 6501 Wyoming Blvd Ne Building G, Suite 3, Albuquerque, NM 87109Office #2: 10210 Frankford Ave Suite 220, Lubbock, TX 79424Office #3: 10210 Frankford Ave Suite 220, Lubbock, TX 79424Office #4: 2911 Turtle Creek Blvd Suite 300, Dallas, TX 75219RIA
CRD#: 144200
Albuquerque, NM
Current
September 9, 2025 - Present
THE VIABLE GROUP, INC.
Office #1: 10210 Frankford Ave, Suite 220, Lubbock, TX 79424RIA
CRD#: 143266
Lubbock, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LR
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC
CRD#: 144200 / SEC#: 801-128569
RIA
Registered Investment Advisory firm - (8/11/2023 Approved)New Mexico
Registered Investment Advisory firm - (1/12/2024 Terminated)Texas
Registered Investment Advisory firm - (1/12/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/15/2023)
IAR
Colorado(8/15/2023)
IAR
Georgia(12/1/2023)
IAR
New Mexico(2/29/2024)
IAR
Ohio(4/24/2024)
IAR
Texas(8/29/2016)
Current Firm
LR
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC
CRD#: 144200 / SEC#: 801-128569
RIA
Registered Investment Advisory firm - (8/11/2023 Approved)New Mexico
Registered Investment Advisory firm - (1/12/2024 Terminated)Texas
Registered Investment Advisory firm - (1/12/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10210 Frankford Ave Suite 220, Lubbock, TX 79424
Mailing Address
Phone number
(866) 785-5350
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 447 |
| AUM (Assets Under Management) | $ 164,222,094 |
Red Flags
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Company Information
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC
CRD#: 144200Albuquerque, NM 87109TRUST BUT VERIFY
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