Ryan E. Brazfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Eugene Brazfield, who also goes by Ryan E. Brazfield, Ryan Brazfield, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2016. Ryan had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2024 - October 9, 2025
EMPOWER ADVISORY GROUP, LLC
April 22, 2024 - October 9, 2025
EMPOWER FINANCIAL SERVICES, INC.
April 29, 2022 - February 27, 2024
EDWARD JONES
April 29, 2022 - February 27, 2024
EDWARD JONES
August 11, 2021 - April 20, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 10, 2021 - April 20, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 14, 2018 - June 28, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 13, 2018 - June 28, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 13, 2018 - October 16, 2018
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 30, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
October 3, 2016 - October 9, 2018
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
