Sara A. Potts

KELLER WEALTH ADVISORS

Victoria, TX 77901-8142

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CRD#: 6695608

Professional summary

Sara Ann Potts, CFP®, who also goes by Sara Ann Coatney, is a registered financial advisor currently at KELLER WEALTH ADVISORS located in Victoria, Texas.

Sara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Sara has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sara Ann Coatney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Ann Potts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

August 15, 2019 - Present

KELLER WEALTH ADVISORS

Office #1: 101 South Main St. Suite 300, Victoria, TX 77901-8142

RIA

CRD#: 111610

Victoria, TX

Past

January 30, 2019 - July 23, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

EL CAMPO, TX

Past

June 20, 2017 - July 23, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

EL CAMPO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KELLER WEALTH ADVISORS

KELLER & ASSOCIATES CPAS | KMH WEALTH MANAGEMENT, LLC | KELLER WEALTH ADVISORS | KELLER THOMAS LANE

CRD#: 111610 / SEC#: 801-55234

RIA

Registered Investment Advisory firm - (2/6/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/2017

General Securities Representative Examination

Current Firm

KELLER WEALTH ADVISORS

KELLER & ASSOCIATES CPAS | KMH WEALTH MANAGEMENT, LLC | KELLER WEALTH ADVISORS | KELLER THOMAS LANE

CRD#: 111610 / SEC#: 801-55234

RIA

Registered Investment Advisory firm - (2/6/1998 Approved)

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Contact information

Main Address

101 South Main St. Suite 300, Victoria, TX 77901-8142

Mailing Address

P.o. Box 2549, Victoria, TX 77902-2549

Phone number

(361) 573-4383

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KMH WEALTH MANAGEMENT, LLC (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,259
AUM (Assets Under Management)	$ 824,730,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sara A. Potts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Ann Potts's CRS (Customer Relationship Summary).

Certified licenses

Experience

KELLER WEALTH ADVISORS

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

KELLER WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2017

SIE

Date: 10/1/2018

Series 7

Date: 6/20/2017

Current Firm

KELLER WEALTH ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KELLER WEALTH ADVISORS

TRUST BUT VERIFY

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