Kelly K. Gilbert

EFG FINANCIAL

GRAND RAPIDS, MI 49506

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CRD#: 6695545

Professional summary

Kelly Kevin Gilbert is a registered financial advisor currently at EFG FINANCIAL, LLC located in Grand Rapids, Michigan.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Kelly has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Eminence Financial Group; Investment-Related Life Insurance and Annuity Sales; 2815 michigan NE, Grand rapids MI 49506; life and annuity sales; co owner; started 4/2007; approx 80 hours per month; 30 hours during trading hours; independently sell life insurance and annuities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Kevin Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2021 - Present

EFG FINANCIAL, LLC

Office #1: 1500 E. Beltline Ave Se Suite 205, Grand Rapids, MI 49506

RIA

CRD#: 314998

GRAND RAPIDS, MI

Past

September 8, 2016 - August 16, 2021

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Grand Rapids, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/2016

Uniform Investment Adviser Law Examination

Current Firm

EFG FINANCIAL, LLC

CRD#: 314998 / SEC#:

Michigan

Registered Investment Advisory firm - (8/6/2021 Approved)

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Contact information

Main Address

1500 E. Beltline Ave Se Suite 205, Grand Rapids, MI 49506

Mailing Address

Phone number

(800) 694-3175

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kelly K. Gilbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Kevin Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

EFG FINANCIAL, LLC

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/2016

Current Firm

EFG FINANCIAL, LLC

Contact information

Documents

Red Flags

Company Information

EFG FINANCIAL, LLC

TRUST BUT VERIFY

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