Etan B. Finkel
Professional summary
Etan B Finkel is a registered financial professional currently at DOWLING & PARTNERS SECURITIES LLC located in Evanston, Illinois.
Etan is registered as a RR (Registered Representative) and started their career in finance in 2016. Etan has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Etan B Finkel's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2024 - Present
DOWLING & PARTNERS SECURITIES LLC
Office #1: 909 Davis Street Suite 500, Evanston, IL 60201December 8, 2016 - April 29, 2024
HALES SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2024)
Exams
What does exam status mean?
Series 79
Passed: 12/8/2016
FINRA
Current Firm
DOWLING & PARTNERS SECURITIES LLC
CRD#: 24746 / SEC#: , 8-35658
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOWLING CORPORATION | 100% OWNER | |
| BYRNE, THOMAS ARTHUR | PRESIDENT/CEO/EXECUTIVE REPRESENTATIVE | 1334509 |
| DOWLING, VERONICA ALVAREZ | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | 5166888 |
| LENT, BRENNA SULLIVAN | MEMBER | 2399560 |
| NIXON, JON ALAN | FINOP, PFO, POO | 4710715 |
| SWEENEY, RICHARD A | CHIEF COMPLIANCE OFFICER | 2396562 |
Red Flags
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Company Information
DOWLING & PARTNERS SECURITIES LLC
CRD#: 24746Evanston, IL 60201TRUST BUT VERIFY
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