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Adam J. Dinkins
FIRST CITIZENS INVESTOR SERVICES
Waynesville, NC 28736
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CRD#: 6694522
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Professional summary
Adam James Dinkins, who also goes by Adam James Dinkins, Adam Dinkins, is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Waynesville, North Carolina.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Adam has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam James Dinkins | Adam Dinkins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Asheville Medical Education and Research Corporation; began 2/10/2022; Treasurer; 3 hours per month not during trading hours; duties are serve as treasurer for the non profit; review financial ledgers and ensure proper funds allocation; has access to/control of funds and another person supervises this activity; the organization does not have a relationship with First Citizens; non investment related; no compensation for volunteer duties.
CRS (Client Relationship Summary) - RIA
Click below to view Adam James Dinkins's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Adam James Dinkins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 17, 2022 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 196 Walnut Street, Waynesville, NC 28736RIA
BD
CRD#: 44430
Waynesville, NC
Current
June 17, 2022 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 196 Walnut Street, Waynesville, NC 28736RIA
BD
CRD#: 44430
Waynesville, NC
Past
March 8, 2022 - June 2, 2022
ALLY INVEST ADVISORS
RIA
CRD#: 170301
Asheville, NC
Past
March 8, 2022 - June 2, 2022
ALLY INVEST SECURITIES LLC
BD
CRD#: 136131
CHARLOTTE, NC
Past
November 9, 2016 - October 28, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ASHEVILLE, NC
Past
October 10, 2016 - October 28, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ASHEVILLE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/7/2024)
RR
Georgia(10/7/2024)
IAR
North Carolina(6/17/2022)
RR
North Carolina(6/20/2022)
RR
Ohio(7/1/2022)
RR
South Carolina(10/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8540 Colonnade Center Drive, Raleigh, NC 27615-3052
Mailing Address
P.o. Box 27131, Raleigh, NC 27611-7131
Phone number
(919) 986-3546
Established
North Carolina since 01/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
322
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430Waynesville, NC 28736TRUST BUT VERIFY
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