Allison R. Winchester
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allison Rae Winchester, CFP®, who also goes by Allison Rae Smith, Allison Smith, was a registered financial professional .
Allison is a previously registered financial professional and started their career in finance in 2018. Allison had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2020
Experience
July 20, 2021 - August 19, 2022
PREMIER PRIVATE WEALTH, LLC
June 28, 2018 - October 1, 2021
COMMONWEALTH FINANCIAL NETWORK
Primary Firm SEC Registration
PREMIER PRIVATE WEALTH, LLC
CRD#: 314516 / SEC#: 801-121765
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
PREMIER PRIVATE WEALTH, LLC
CRD#: 314516 / SEC#: 801-121765
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 197 |
| AUM (Assets Under Management) | $ 263,535,376 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | ||
| 08/27/2024 | ||
| 08/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
