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JM

Jose A. Maldonado

CIMA FINANCIAL
RALEIGH, NC
Some features on this profile are disabled
CRD#: 6694451
JM

Professional summary

Jose A Maldonado, who also goes by Alex Maldonado, is a registered financial advisor currently at CIMA FINANCIAL located in Raleigh, North Carolina.

Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Jose has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alex Maldonado

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose A Maldonado's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 16, 2026 - Present

CIMA FINANCIAL

RIA
CRD#: 339356
RALEIGH, NC
Past

August 31, 2021 - March 10, 2026

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Raleigh, NC
Past

August 18, 2021 - March 10, 2026

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Raleigh, NC
Past

November 18, 2016 - August 4, 2021

FIRST COMMAND ADVISORY SERVICES

RIA
CRD#: 281958
Cary, NC
Past

November 1, 2016 - August 4, 2021

FIRST COMMAND BROKERAGE SERVICES, INC.

BD
CRD#: 3641
Cary, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(3/16/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/17/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/1/2016
General Securities Representative Examination

Current Firm

CF
CIMA FINANCIAL
CIMA FINANCIAL | MALDONADO FINANCIAL LLC

CRD#: 339356 / SEC#:

North Carolina
Registered Investment Advisory firm - (3/16/2026 Approved)
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Contact information

Main Address
Raleigh, NC
Mailing Address
Phone number
(252) 327-6089
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CIMA FINANCIAL

CRD#: 339356Raleigh, NC

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