Zachary T. Gebben
ROCKEFELLER FINANCIAL LLC | Financial Advisor
Grand Rapids, MI 49503
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CRD#: 6694377
Professional summary
Zachary Todd Gebben, CFP®, CIMA®, who also goes by Zachary Gebben, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Grand Rapids, Michigan.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Zachary has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Zachary Gebben
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*130894
For profit or not for profit: Non-Profit Organization
Name of outside business organization: Kids Hope USA
Investment related: N
Address of business:
201 W Washington Ave, Suite 20,
Nature of business: Charitable Organization,
Position, title, association: Advisory Board Member,
Start date of relationship: 4/17/2020
Number of hours devoted: 10 hour(s) Quarterly
Number of hours devoted during trading hours: 4
Duties: Partnering organizations with schools for 1:1 mentoring of at-risk youth.
My task is as a board member to guide the vision of the organization.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Todd Gebben's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Zachary Todd Gebben's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
January 12, 2024 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 45 Ottawa Ave Sw, Suite 700, Grand Rapids, MI 49503RIA
BD
CRD#: 291361
Grand Rapids, MI
Current
January 12, 2024 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 45 Ottawa Ave Sw, Suite 700, Grand Rapids, MI 49503RIA
BD
CRD#: 291361
Grand Rapids, MI
Past
September 24, 2019 - January 16, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
GRAND RAPIDS, MI
Past
August 19, 2019 - January 16, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
GRAND RAPIDS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/12/2024)
RR
Arizona(1/12/2024)
RR
Arkansas(1/12/2024)
RR
California(1/12/2024)
RR
Colorado(1/12/2024)
RR
Connecticut(1/12/2024)
RR
Delaware(1/12/2024)
RR
District of Columbia(1/12/2024)
RR
Florida(1/12/2024)
RR
Georgia(1/12/2024)
RR
Idaho(1/12/2024)
RR
Illinois(1/12/2024)
RR
Indiana(1/12/2024)
RR
Iowa(1/12/2024)
RR
Kentucky(1/12/2024)
RR
Louisiana(1/12/2024)
RR
Maryland(1/12/2024)
RR
Massachusetts(1/12/2024)
RR
Michigan(1/12/2024)
IAR
Michigan(1/12/2024)
RR
Minnesota(1/12/2024)
RR
Mississippi(1/12/2024)
RR
Missouri(1/12/2024)
RR
Nebraska(1/12/2024)
RR
Nevada(1/12/2024)
RR
New Jersey(1/12/2024)
RR
New Mexico(1/12/2024)
RR
New York(1/12/2024)
RR
North Carolina(1/12/2024)
RR
Ohio(1/12/2024)
RR
Oklahoma(1/12/2024)
RR
Pennsylvania(1/12/2024)
RR
South Carolina(1/12/2024)
RR
South Dakota(1/12/2024)
RR
Tennessee(1/12/2024)
RR
Texas(1/12/2024)
IAR
Texas(1/12/2024)
RR
Utah(1/12/2024)
RR
Virgin Islands(1/12/2024)
RR
Washington(1/12/2024)
RR
Wisconsin(1/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/19/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKEFELLER FINANCIAL LLC
Financial AdvisorCRD#: 291361Grand Rapids, MI 49503TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
