Russell E. Whitehead

BUCK WEALTH STRATEGIES

Denver, CO 80237

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CRD#: 6694283

Professional summary

Russell Ethan Whitehead, who also goes by Russell Ethan Whitehead, is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Denver, Colorado and MADISON AVENUE SECURITIES, LLC located in Denver, Colorado.

Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Russell has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Russell Ethan Whitehead

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) NAME: BUCK WEALTH STRATEGIES; ADDRESS: 1 DENVER FEDERAL CENTER, BUILDING 45 ENTRANCE E-9 ROOM 1050, LAKEWOOD, CO 80225; INVESTMENT RELATED: YES; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; DUTIES: PROVIDE SUPPORT TO LEAD ADVISOR BY PREPARING DOCUMENTS, ASSISTING WITH CLIENTS, BOOKING APPOINTMENTS OR ANYTHING THE ADVISORS NEEDS; HOURS PER WEEK: 40 HOURS; START DATE: 04/2023; 2.) NAME: EA BUCK FINANCIAL SERVICES; ADDRESS: 1 DENVER FEDERAL CENTER, LAKEWOOD, CO 80225; INVESTMENT RELATED: YES: POSITION: SUB-ADVISOR; DUTIES: PROVIDE SUPPORT TO LEAD ADVISOR BY PREPARING DOCUMENTS, ASSISTING WITH CLIENTS, BOOKING APPOINTMENTS OR ANYTHING THE ADVISORS NEEDS; HOURS PER WEEK: 40 HOURS; START DATE: 04/2023; 3.) Madison Avenue Securities; 13500 Evening Creek Drive N Suite 555, San Diego CA 92128; Yes Investment Related; Broker Dealer; Registered Representative; Start Date 01/2024; Approx.160 hours a month; Approx. 160 during trading; Securities Sales and Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell Ethan Whitehead's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2023 - Present

BUCK WEALTH STRATEGIES, LLC

Office #1: 4600 S. Syracuse Street Suite 650, Denver, CO 80237

RIA

CRD#: 322138

Denver, CO

Current

January 31, 2024 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 4600 S. Syracuse Suite 650, Denver, CO 80237

RIA

CRD#: 23224

Denver, CO

Past

February 20, 2024 - August 2, 2024

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Denver, CO

Past

February 26, 2021 - March 31, 2022

MASH FINANCIAL PLANNING

RIA

CRD#: 300937

JACKSONVILLE, FL

Past

October 3, 2017 - February 7, 2020

MERIT FINANCIAL ADVISORS

RIA

CRD#: 142457

ALPHARETTA, GA

Past

March 16, 2017 - February 24, 2020

LPL FINANCIAL LLC

CRD#: 6413

ALPHARETTA, GA

Past

December 7, 2016 - January 23, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Colorado
(4/27/2023)

Colorado
(2/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/23/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/7/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/31/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

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Contact information

Main Address

4600 S. Syracuse Street Suite 650, Denver, CO 80237

Mailing Address

Phone number

(888) 210-6567

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	3,982
AUM (Assets Under Management)	$ 565,377,646

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/03/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Russell E. Whitehead

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell Ethan Whitehead's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

AE WEALTH MANAGEMENT, LLC

MASH FINANCIAL PLANNING

MERIT FINANCIAL ADVISORS

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BUCK WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/23/2025

Series 65

Date: 9/7/2017

Series 7TO

Date: 1/31/2024

SIE

Date: 10/1/2018

Series 7

Date: 12/7/2016

FINRA

Current Firm

BUCK WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCK WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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