DM
Dallan C. Maas
ATX FINANCIAL PLANNING
AUSTIN, TX 78746
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CRD#: 6693861
DM
Professional summary
Dallan Chris Maas, who also goes by Dallan Maas, is a registered financial advisor currently at ATX FINANCIAL PLANNING, LLC located in Austin, Texas.
Dallan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Dallan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dallan Maas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Vice President of Maas Farming Corporation which is not investment related. The address is 5239 Rd 83 Potter, NE 69156. It owns and farms land. The start date was 1975 and about 1 hour per month is devoted to it, not during trading hours. This corporation is a family farm, and Dallan's role is very limited and passive. 2) Owner of sole-proprietorship which is not investment related. The address is 17409 Rush Pea Circle, Austin, TX 78738. It leases land from Maas Farming in Nebraska. The start date was 1980 and about 10 hours per month are devoted to it, none during trading hours. Dallan sets the strategic direction, markets the crops and hires a person to manage operations. 3)Legalorian LLC dba The Portfolio Protection Store; Investment Related; Austin, TX; Fixed Insurance Sales; Insurance Agent; Started 05/2024; Approximately 2 hours spent per month; Approximately 2 hours spent per month during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Dallan Chris Maas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2023 - Present
ATX FINANCIAL PLANNING, LLC
Office #1: 500 Grace Lane, Austin, TX 78746RIA
CRD#: 311589
AUSTIN, TX
Past
June 2, 2017 - June 30, 2023
U.S. CAPITAL WEALTH ADVISORS, LLC
RIA
CRD#: 288199
Austin, TX
Past
November 11, 2016 - June 2, 2017
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
AUSTIN, TX
Past
November 11, 2016 - June 2, 2017
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ATX FINANCIAL PLANNING, LLC
ATX FINANCIAL PLANNING, LLC
CRD#: 311589 / SEC#: 801-130875
RIA
Registered Investment Advisory firm - (8/7/2024 Approved)Colorado
Registered Investment Advisory firm - (8/22/2024 Terminated)Nebraska
Registered Investment Advisory firm - (8/21/2024 Terminated)Texas
Registered Investment Advisory firm - (8/21/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AF
ATX FINANCIAL PLANNING, LLC
ATX FINANCIAL PLANNING, LLC
CRD#: 311589 / SEC#: 801-130875
RIA
Registered Investment Advisory firm - (8/7/2024 Approved)Colorado
Registered Investment Advisory firm - (8/22/2024 Terminated)Nebraska
Registered Investment Advisory firm - (8/21/2024 Terminated)Texas
Registered Investment Advisory firm - (8/21/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 Grace Lane, Austin, TX 78746
Mailing Address
Phone number
(512) 693-4040
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 399 |
| AUM (Assets Under Management) | $ 139,941,447 |
Red Flags
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