Richard W. Leatham
Professional summary
Richard Wade Leatham, who also goes by Richard Leatham, is a registered financial professional currently at AMERICAN FIDELITY SECURITIES, INC. located in Oklahoma City, Oklahoma.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2021. Richard has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Wade Leatham's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2022 - Present
AMERICAN FIDELITY SECURITIES, INC.
Office #1: 9000 Cameron Parkway, Oklahoma City, OK 73114-3701May 10, 2021 - October 11, 2021
WELLS FARGO CLEARING SERVICES, LLC
March 3, 2021 - October 11, 2021
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2022)
(6/8/2022)
(6/8/2022)
(4/8/2026)
(6/8/2022)
Exams
Series 7TO
Date: 3/3/2021
General Securities Representative ExaminationFINRA
Current Firm
AMERICAN FIDELITY SECURITIES, INC.
CRD#: 11852 / SEC#: , 8-15123
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN FIDELITY ASSURANCE COMPANY | SHAREHOLDER | |
| BOLDEN, TIMOTHY H | DIRECTOR | 5376036 |
| COLON, TARYN K | ASSISTANT VICE PRESIDENT, TREASURER, FINOP PRINCIPAL, AND PRINCIPAL FINANCIAL OFFICER | 7642942 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| GRANT, ANGELA FAITH | DIRECTOR | 4176509 |
| KEELING, COURTNEY DANAE | DIRECTOR, ASSISTANT VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 7675059 |
| KENNEY, CHRISTOPHER THOMAS | CEO AND PRESIDENT | 5452832 |
| OVERFIELD, LINDA E | ASSISTANT VICE PRESIDENT |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERICAN FIDELITY SECURITIES, INC.
CRD#: 11852Oklahoma City, OK 73114-3701TRUST BUT VERIFY
Monitor Richard Leatham
Get automatic monthly alerts on:
