Daniel P. Kelly
Professional summary
Daniel Patrick Kelly is a registered financial professional currently at DV SECURITIES, LLC located in Chicago, Illinois and DV EQUITIES located in Chicago, Illinois.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2020. Daniel has worked at 3 firms and has passed the Series 99TO, SIE and Series 7TO exams.
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Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Patrick Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2020 - Present
DV SECURITIES, LLC
Office #1: 425 S. Financial Place Suite 2800, Chicago, IL 60605Office #2: 425 S. Financial Place Suite 2800, Chicago, IL 60605August 26, 2021 - Present
DV EQUITIES
Office #1: 425 S. Financial Place Suite 2800, Chicago, IL 60605August 3, 2020 - October 20, 2020
LUPO SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 4/19/2023
Operations Professional ExaminationSeries 7TO
Date: 2/20/2020
General Securities Representative ExaminationCboe Exchange, Inc.
FINRA
Nasdaq Stock Market
Current Firm
DV EQUITIES
CRD#: 312688 / SEC#: , 8-70659
Contact information
Documents
Red Flags
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