Klinton Krieger
Professional summary
Klinton Krieger, who also goes by Klinton Leroy Krieger, is a registered financial advisor currently at TCP ASSET MANAGEMENT, LLC located in Cheyenne, Wyoming and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Cheyenne, Wyoming.
Klinton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Klinton has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Klinton Krieger's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2020 - Present
TCP ASSET MANAGEMENT, LLC
Office #1: 3001 E Pershing Blvd Ste 145, Cheyenne, WY 82001August 14, 2020 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 3001 E Pershing Blvd Ste 145, Cheyenne, WY 82001October 5, 2016 - August 17, 2020
WELLS FARGO CLEARING SERVICES, LLC
September 12, 2016 - August 17, 2020
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
TCP ASSET MANAGEMENT, LLC
CRD#: 286037 / SEC#: 801-108836
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/14/2020)
(8/14/2020)
(8/14/2020)
(4/20/2021)
(8/14/2020)
(8/14/2020)
Exams
FINRA
Current Firm
TCP ASSET MANAGEMENT, LLC
CRD#: 286037 / SEC#: 801-108836
Contact information
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,930 |
| AUM (Assets Under Management) | $ 822,130,691 |
Red Flags
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