Shannon M. Gallagher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shannon Marie Gallagher, who also goes by Shannon Gallagher, was a registered financial professional .
Shannon is a previously registered financial professional and started their career in finance in 2016. Shannon had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2018 - April 30, 2026
HEIGHT ANALYTICS, LLC
March 12, 2018 - April 30, 2026
HEIGHT CAPITAL MARKETS
April 7, 2017 - March 13, 2018
CAPITAL ONE ADVISORS, LLC
December 13, 2016 - March 13, 2018
CAPITAL ONE INVESTING, LLC
State Registrations and Notice Filings
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Exams
Current Firm
HEIGHT ANALYTICS, LLC
CRD#: 149162 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
