BH
Brian Hathhorn
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CRD#: 6693034
BH
Brian Hathhorn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Hathhorn, who also goes by Brian D Hathhorn, Brian Douglas Hathhorn, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2022. Brian had worked at 1 firm .
Aliases
Brian D Hathhorn | Brian Douglas Hathhorn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) COMPACT CAFE, INC; President; Sell private-label coffee pods via the internet. not inv related; 2hrs; 2hrs during trading; started 03/14/2003; 606 West 115th Street, KANSAS CITY MO 64114; Manage the company's operations, Oversee the company's budget, Print shipping labels, Update website and send email updates to customers, Order inventory and supplies. 2) THREE TRAILS TAX AND ACCOUNTING LLC; Member NATURE: Holding the business name with the state; Not inv related; 0hrs; 0hrs during trading; Started 09/01/2008; 606 W 115TH ST, KANSAS CITY MO 64114; no duties/responsibilities- this entity has not had any activity it is- it was set up to hold the name. 3) COMMENCO WIRELESS LLC; POSITION: Member NATURE: Holding company for radio communications licenses; it is inactive INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/10/1999; ADDRESS: 606 W 115TH ST, KANSAS CITY MO 64114; DESCRIPTION: No duties as it is inactive. 4) GRANDVIEW TAX AND ACCOUNTING LLC; POSITION: Member NATURE: Holding the business name with the state. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2008; ADDRESS: 606 W 115TH ST, KANSAS CITY MO 64114; DESCRIPTION: no duties/responsibilities- this entity has not had any activity it is- it was set up to hold the name. 5) ACCOUNTING AIR LLC; POSITION: Member NATURE: Holding the business name with the state. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2014; ADDRESS: 606 W 115TH ST, KANSAS CITY MO 64114; DESCRIPTION: no duties/responsibilities- this entity has not had any activity it is- it was set up to hold the name. 6) AICPA; POSITION: Independent Contractor NATURE: The AICPA provides educational guidance materials, develops and grades the Uniform CPA Examination, and monitors and enforces compliance within the profession. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2004; ADDRESS: 606 W 115TH ST, KANSAS CITY MO 64114, DESCRIPTION: Review subject matter related to potential Items for the CPA exam. Write Items for the CPA exam. Participate in education events related to CPA exam subject matter. Occasionally, review Items written for the CPA exam that were written by others on the team. Participate in training events regarding the evolution of the CPA exam and writing styles. This is the extent of my duties. 7) HATHHORN CPA LC; POSITION: Member NATURE: CPA firm that performs payroll and income tax preparation, tax planning, bookkeeping, and business advisory. INVESTMENT RELATED: No NUMBER OF HOURS: 174 SECURITIES TRADING HOURS: 130 START DATE: 07/11/2007; ADDRESS: 17111 E US 40 Highway, Suite A, Independence MO 64055; DESCRIPTION: Managing the company's operations; Overseeing the company's budget, Working with employees, Reviewing tax and accounting work, Staying knowledgeable about industry changes and developments, Determining how to improve performance, grow the company and save money. 8) HATHHORN CPA - EJC, LLC; POSITION: Member NATURE: This entity is a disregarded (for IRS purposes) wholly-owned entity of Hathhorn CPA LC. Entity only used to perform banking. This entity holds checking and savings accounts for Hathhorn CPA LC. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/21/2019 ADDRESS: 606 W 115TH ST, KANSAS CITY MO 64114; DESCRIPTION: Primary, manage the organization's activities of the banking activities such as making deposits and withdrawals in the name of this entity as it's relationship to the parent of which this entity is a disregarded (for IRS purposes) wholly-owned entity of Hathhorn CPA LC.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
July 22, 2022 - October 24, 2024
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Independence, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
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Current Firm
AA
AVANTAX ADVISORY SERVICES
1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
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Contact information
Main Address
3200 Olympus Blvd Suite 100, Dallas, TX 75019
Mailing Address
Phone number
(972) 870-6000
Established
Firm type
Fiscal year end
# of Employees
2,278
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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