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Yang Wang

CRD# 6692937·Registered 2016 - 2017
Previously Registered: Being a previously registered professional could mean that Yang is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Yang Wang was a registered financial advisor. Yang was a previously registered financial professional and started their career in finance 2016 - 2017. Yang had worked at 1 firm and has passed the SIE and Series 79 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

STARR STRATEGIC PARTNERS, LLC·CRD# 128569
BD
New York, NY
September 27, 2016 - October 3, 2017

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Current Firm

SS
STARR STRATEGIC PARTNERS, LLC

ABA BUSINESS SERVICES, LLC | STARR STRATEGIC PARTNERS, LLC | ACB BUSINESS SERVICES, LLC

CRD#: 128569 / SEC#: 8-66153
BD
Terminated by SEC on 12/07/2019

Contact Information

Established

Delaware since 07/22/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
STARR STRATEGIC HOLDINGS, LLCSOLE MEMBER, OWNER—
CALLAHAN, MICHAEL LEONARDCO-CHIEF COMPLIANCE OFFICER2533887
EBERT, PAUL FRANCISFINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPALOPERATIONS OFFICER1121231
NIU, XIAOPENG RICKPRESIDENT/INVESTMENT BANKING PRINCIPAL6193818
WANG, QIANGCO-CHIEF COMPLIANCE OFFICER/CR/INVESTMENT BANKING PRINCIPAL5027977
WANG, QIANGHEAD OF INVESTMENT BANKING AND PRIVATE PLACEMENTS5027977

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2017About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2016About the Series 79 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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