Jason Auerbach

NAVIS WEALTH ADVISORS LLC

JUPITER, FL

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CRD#: 6692932

Professional summary

Jason Auerbach, who also goes by Jason Matthew Auerbach, is a registered financial advisor currently at NAVIS WEALTH ADVISORS LLC located in Jupiter, Florida and GREAT POINT CAPITAL LLC located in Chicago, Illinois.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Jason has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Matthew Auerbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mr. Auerbach is dually registered as an investment advisor representative ("IAR") with Navis Wealth Advisors LLC (Navis) and as a registered representative ("RR") with Great Point Capital, LLC ("Great Pointl"). Mr. Auerbach spends approximately 90% of his time providing services through Navis and the balance with Navis.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Auerbach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2024 - Present

NAVIS WEALTH ADVISORS LLC

RIA

CRD#: 311171

JUPITER, FL

Current

November 10, 2023 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

CRD#: 114203

Chicago, IL

Past

September 19, 2022 - November 7, 2023

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVIS WEALTH ADVISORS LLC

APELIUX CAPITAL ADVISORS, LLC | NAVIS WEALTH ADVISORS LLC

CRD#: 311171 / SEC#: 801-119746

RIA

Registered Investment Advisory firm - (11/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/10/2023)

IAR

Florida
(6/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/5/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/22/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/19/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/23/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

NAVIS WEALTH ADVISORS LLC

APELIUX CAPITAL ADVISORS, LLC | NAVIS WEALTH ADVISORS LLC

CRD#: 311171 / SEC#: 801-119746

RIA

Registered Investment Advisory firm - (11/6/2020 Approved)

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Contact information

Main Address

800 Westchester Avenue Suite 700, Rye Brook, NY 10573

Mailing Address

Phone number

(914) 848-8300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NAVIS WEALTH ADVISORS DISCLOSURE BROCHURE (4/22/2025)

Regulatory assets under management

Total Number of Accounts	377
AUM (Assets Under Management)	$ 540,686,352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason Auerbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Auerbach's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

NAVIS WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/5/2024

Series 63

Date: 12/22/2022

Series 7TO

Date: 9/19/2022

SIE

Date: 7/23/2022

FINRA

Current Firm

NAVIS WEALTH ADVISORS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVIS WEALTH ADVISORS LLC

TRUST BUT VERIFY

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