MR
Monnencia S. Riley
THRIVENT INVESTMENT MANAGEMENT
Chesterfield, MI 48051
Some features on this profile are disabled
CRD#: 6692903
MR
Professional summary
Monnencia Shanta Riley, who also goes by Monnenica Shanta Autry, Monnecia Riley, Monnenica Shanta Riley, Monnenica Shanta Wallace, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Chesterfield, Michigan.
Monnencia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Monnencia has worked at 1 firm and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Monnenica Shanta Autry | Monnecia Riley | Monnenica Shanta Riley | Monnenica Shanta Wallace
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ANCHOR BAY CHAMBER OF COMMERCE POSITION: Board of Directors NATURE: The Anchor Bay Chamber of Commerce -a place where business owners network, host events and volunteer in the local community. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2022 ADDRESS: 51180 Bedford St, New Baltimore MI 48047, United States DESCRIPTION: Assistance with creating, planning & volunteering for various events in the Anchor Bay community. THE VILLAGE OF EAST HARBOR POSITION: Volunteer Board Member NATURE: Assisted Living Community. Life Path Community. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 33875 Kiely Dr, Chesterfield MI 48047, United States DESCRIPTION: Attend MeetingsAdvice on direction of programAttend Events with community, staff and family of community and staff PRESBYTERIAN VILLAGES OF MICHIGAN POSITION: Finance Committee NATURE: The Presbyterian Villages of Michigan are a group of 14 Senior Living and Assisted Living Facilities located all across Michigan.I currently serve on the board of one of those campuses -The Village of East Harbor. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/28/2024 ADDRESS: 25200 Telegraph Rd, Suite 400, Southfield MI 48033, United States DESCRIPTION: The OBA will cover an expanded version of that role as I will become a member of the Finance Committee for in partnership with the Executive Board of PVM.My role will encompass meeting quarterly to discuss the 14 campuses in detail and reporting back the Village of East Harbor any pertinent details. I will not advice on any investments, handle any cash/checks or be listed as signer on any bank accounts. I will be attending this committee meeting hosted by the Executive Board of PVM and will be joined by a fellow Village of East Harbor board member. SELFRIDGE AIR SHOW EXECUTIVE BOARD POSITION: Director NATURE: This committee meets bi-annually to plan for upcoming Air Show Events held at the local Military Base. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2025 ADDRESS: Selfridge Air National Guard Base, Harrison Township MI 48045, United States DESCRIPTION: Meeting, planning, decision making on upcoming events Air Show events every 2 years (2026, 2028, 2030, etc).
CRS (Client Relationship Summary) - RIA
Click below to view Monnencia Shanta Riley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Monnencia Shanta Riley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 55921 Gratiot Ave, Chesterfield, MI 48051RIA
BD
CRD#: 18387
Chesterfield, MI
Current
December 23, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 55921 Gratiot Ave, Chesterfield, MI 48051RIA
BD
CRD#: 18387
Chesterfield, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/11/2020)
RR
Colorado(10/10/2022)
RR
Florida(2/14/2018)
RR
Georgia(4/18/2017)
RR
Illinois(5/24/2024)
RR
Indiana(9/5/2023)
RR
Kansas(4/5/2023)
RR
Kentucky(5/24/2024)
RR
Louisiana(4/17/2023)
RR
Michigan(1/3/2017)
IAR
Michigan(4/27/2020)
RR
Minnesota(10/10/2022)
RR
Missouri(9/26/2024)
RR
New York(3/18/2022)
RR
North Carolina(10/11/2022)
RR
Ohio(9/26/2024)
RR
Oregon(8/28/2024)
RR
Rhode Island(10/14/2022)
RR
South Carolina(1/8/2025)
RR
Texas(1/13/2018)
IAR
Texas(4/28/2020)
RR
Virginia(5/28/2024)
RR
Washington(4/5/2023)
RR
Wisconsin(10/11/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/4/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Chesterfield, MI 48051TRUST BUT VERIFY
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