Josh A. Pollard

FERN FINANCIAL GROUP

Mesa, AZ

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CRD#: 6692783

Professional summary

Josh Alan Pollard, CFP®, who also goes by Joshua Alan Pollard, is a registered financial advisor currently at FERN FINANCIAL GROUP, LLC located in Mesa, Arizona.

Josh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Josh has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua Alan Pollard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Joshua Pollard is separately licensed as an independent insurance agent. Renew Biotechnologies, LLC/Investment Related/2315 West 700 South, Suite A-L, Pleasant Grove, Utah, 84062/Nature of Business: Biotechnology - Molecular Diagnostics and R&D Company/Board Manager/Start of relationship:1/23/2024/ 4hrs per month devoted to business/0 hrs. during security hours/to guide the management team, vote on company decisions, participate in company's capital raising committee.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Josh Alan Pollard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

September 16, 2022 - Present

FERN FINANCIAL GROUP, LLC

RIA

CRD#: 322658

Mesa, AZ

Past

December 11, 2019 - September 12, 2022

ONE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 114861

WESTLAKE VILLAGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/16/2022)

IAR

California
(10/24/2022)

IAR

Kansas
(9/19/2022)

IAR

Nevada
(8/28/2024)

IAR

Texas
(9/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FERN FINANCIAL GROUP, LLC

CRD#: 322658 / SEC#:

Arizona

Registered Investment Advisory firm - (9/16/2022 Approved)

California

Registered Investment Advisory firm - (10/24/2022 Approved)

Kansas

Registered Investment Advisory firm - (9/19/2022 Approved)

Nevada

Registered Investment Advisory firm - (8/22/2024 Approved)

Texas

Registered Investment Advisory firm - (9/22/2022 Approved)

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Contact information

Main Address

Mesa, AZ

Mailing Address

2036 N Gilbert Rd Suite 2-602, Mesa, AZ 85203

Phone number

(480) 856-5800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 30,381,577

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Josh A. Pollard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Josh Alan Pollard's CRS (Customer Relationship Summary).

Certified licenses

Experience

FERN FINANCIAL GROUP, LLC

ONE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

FERN FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FERN FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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