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Alexander M Cohen

Alexander M. Cohen

3ROOTS WEALTH PARTNERS LLC
SCOTTSDALE, AZ 85257
Some features on this profile are disabled
CRD#: 6692604
Alexander M Cohen

Professional summary

Alexander M Cohen, CFP®, who also goes by Alexander Cohen, is a registered financial advisor currently at 3ROOTS WEALTH PARTNERS LLC located in Scottsdale, Arizona.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Alexander has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Tax Planning
Comprehensive Financial Planni...
Inheritance
Life Transitions
Estate Planning
Debt Management
Business Succession Planning
Insurance Planning
Retirement Income Management
Investment Planning
Small Business Planning
Are you a "fiduciary"?
Yes

Aliases

Alexander Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander M Cohen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2022

Experience

Current

October 1, 2025 - Present

3ROOTS WEALTH PARTNERS LLC

Office #1: 6908 E Moreland St., Scottsdale, AZ 85257
RIA
CRD#: 338300
SCOTTSDALE, AZ
Past

August 3, 2020 - October 8, 2025

BRADLEY WEALTH LLC

RIA
CRD#: 131808
Scottsdale, AZ
Past

April 1, 2019 - December 3, 2019

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

August 20, 2018 - March 6, 2019

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
NEW YORK, NY
Past

June 2, 2018 - March 6, 2019

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(10/20/2025)
IAR
Texas
(10/1/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/27/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/2/2018
General Securities Representative Examination

Current Firm

3W
3ROOTS WEALTH PARTNERS LLC
3ROOTS WEALTH PARTNERS LLC

CRD#: 338300 / SEC#: 801-134422

RIA
Registered Investment Advisory firm - (9/30/2025 120-Day Approval)
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Contact information

Main Address
6908 E Moreland St., Scottsdale, AZ 85257
Mailing Address
Phone number
(402) 980-1525
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

3ROOTS PARTNERS ADV PART 2A (9/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

3ROOTS WEALTH PARTNERS LLC

CRD#: 338300Scottsdale, AZ 85257

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