Rebecca A. Hettinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Anne Hettinger, who also goes by Rebecca Anne Anderson, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 2017. Rebecca had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2020 - April 22, 2022
AE WEALTH MANAGEMENT, LLC
May 12, 2020 - April 25, 2022
MADISON AVENUE SECURITIES, LLC
January 10, 2019 - May 12, 2020
WOODBURY FINANCIAL SERVICES, INC.
July 26, 2018 - May 12, 2020
WOODBURY FINANCIAL SERVICES, INC.
August 10, 2017 - July 27, 2018
KESTRA INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
