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Colton Meyer Clark

CRD# 6692375·Registered 2016 - 2022
Previously Registered: Being a previously registered professional could mean that Colton is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Colton Meyer Clark was a registered financial advisor. Colton was a previously registered financial professional and started their career in finance 2016 - 2022. Colton had worked at 3 firms and has passed the Series 7, SIE and Series 57 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

BRUCE MARKETS LLC·CRD# 300209
BD
Chicago, IL
March 3, 2021 - August 25, 2022
DOUGH LLC·CRD# 148243
BD
Chicago, IL
November 15, 2018 - June 13, 2019
SPOT TRADING L.L.C.·CRD# 47666
BD
Chicago, IL
September 28, 2016 - October 24, 2017

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Current Firm

BM
BRUCE MARKETS LLC

ALL TIME ATS | PEAK6 TRADING LLC | BRUCE MARKETS LLC | APEX CRYPTO LLC

CRD#: 300209 / SEC#: 8-70286
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

141 W Jackson Blvd Suite 500, Chicago, IL 60604

Mailing Address

141 W Jackson Blvd Suite 500, Chicago, IL 60604

Phone Number

(312) 444-8000

Established

Delaware since 03/19/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BRUCE MARKETS HOLDINGS LLCMANAGING MEMBER—
D'AUGE, RALPH ANTHONYFINOP/PRINCIPAL FINANCIAL OFFICER4664611
INGLOT, KATARZYNACHIEF COMPLIANCE OFFICER4902558
LISH, MICHAEL KCHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER4539941
RUHANA, GEORGE WILLIAMEXECUTIVE CHAIR - BOARD OF DIRECTORS, BRUCE MARKETS HOLDINGS LLC.5517069
WALLACH, JASONCHIEF EXECUTIVE OFFICER4918286

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Nov 2018About the Series 7 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2017About the SIE exam

Series 57 — Securities Trader Exam

Passed Sep 2016About the Series 57 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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